商品期货交易委员会处罚8名未注册从业人员：为外国介绍经纪商违规招揽客户
美国商品期货交易委员会（CFTC）11月9日宣布，该委员会已就8名个人充当未注册外国介绍经纪商之未注册关联人员的行为，同步发出并了结8项指控命令。
被处罚的8人为 Michael Talento、Anthony Tyler Williams、Quillan Roberto Black、Christopher Williams、Michael Levi Peters、Jordan Taylor Morgan、Lewis Matthew Neal 与 Tyler Evan MacKechnie。CFTC 称，介绍经纪商在美国期货市场为客户招揽或接受期货订单，依法须向监管机构注册，其雇用的关联人员同样须完成注册；上述8人未注册即从事相关业务。
CFTC 已在其官网公布针对每名被处罚者的行政命令全文。
（来源：美国商品期货交易委员会）
CFTC Sanctions Eight Individuals for Acting as Unregistered Associated Persons of Foreign Introducing Brokers
The U.S. Commodity Futures Trading Commission (CFTC) announced on Nov. 9 that it has issued eight orders filing and settling charges against eight individuals for acting as unregistered associated persons of unregistered foreign introducing brokers.
The eight individuals are Michael Talento, Anthony Tyler Williams, Quillan Roberto Black, Christopher Williams, Michael Levi Peters, Jordan Taylor Morgan, Lewis Matthew Neal, and Tyler Evan MacKechnie. Introducing brokers solicit or accept orders for futures contracts and must register with the regulator, as must the associated persons who work for them; the CFTC said the eight acted without the required registration.
The CFTC has published the full administrative order for each individual on its website.
(Source: U.S. Commodity Futures Trading Commission)
来源：美国商品期货交易委员会
发布：GSM·美国（发布链接）
图片来源：图：商品期货交易委员会（CFTC）总部大楼。GSM 联邦核心固定图库。 / Photo: CFTC headquarters. GSM federal asset pack.
GSM Global · 本篇英文版 English edition of this story
