商品期货交易委员会发无行动函:就清算机构使用信托公司办理每日结算作出说明

美国商品期货交易委员会(CFTC)11月5日宣布,该委员会清算与风险司当天发出一封无行动函,就衍生品清算机构(DCO)是否可使用信托公司与其清算会员办理每日结算作出立场说明。
这封函编号为 CFTC 工作人员函第 26-30 号。CFTC 已在其官网发布该函全文,供清算机构与市场参与者查阅。
无行动函是 CFTC 工作人员层面的立场文件,用于就特定业务安排与现行规则的关系向市场说明口径。
(来源:美国商品期货交易委员会)
CFTC Staff Addresses Use of Trust Companies for Daily Settlements in No-Action Letter 26-30
The Commodity Futures Trading Commission (CFTC) announced on November 5 that its Division of Clearing and Risk has issued a no-action letter addressing whether derivatives clearing organizations may use trust companies to conduct daily settlements with clearing members.
The letter is CFTC Staff Letter No. 26-30. The CFTC has posted the full text of the letter on its website for clearing organizations and market participants.
A no-action letter is a staff-level position document through which CFTC staff set out their view on how a specific business arrangement relates to the Commission's existing rules.
(Source: Commodity Futures Trading Commission)
来源:美国商品期货交易委员会
发布:GSM·美国(发布链接)
图片来源:图:位于华盛顿的美国商品期货交易委员会总部入口(Three Lafayette Centre)。Dclemens1971 摄,CC BY 4.0,经 Wikimedia Commons(GSM 联邦固定图库)。 / Photo: Entrance of the CFTC headquarters at Three Lafayette Centre in Washington, D.C. Photo by Dclemens1971, CC BY 4.0, via Wikimedia Commons (GSM federal fixed library).
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