美国证监会与日本金融厅在东京举行秋季金融监管对话：下一轮2027年春季移师华盛顿
美国证券交易委员会（Securities and Exchange Commission, SEC）与日本金融厅（Financial Services Agency, FSA）10月20日宣布，两家机构10月19日在东京召开了秋季SEC-FSA金融监管对话（Autumn SEC-FSA Financial Regulatory Dialogue）。据SEC介绍，该对话建立在两家机构长期合作的努力之上，旨在加强双方在跨境关键议题与发展动态上的合作与协作。
本次对话由SEC委员 Mark T. Uyeda 率领美方，与会的日方由金融厅负责国际事务的副长官 MIYOSHI Toshiyuki 率领。双方讨论了近期市场动态与两家机构各自的战略重点，并就私募与公开市场的发展、资产管理以及创新优先事项等一系列监管与监督议题交换了意见。
Uyeda在声明中表示，两家机构之间的关系是SEC最成功、最长久的关系之一，本次对话延续并深化了这一关系，有助于推进双方在共同的金融领域优先事项上的协调与合作，以保护投资者。MIYOSHI Toshiyuki 表示，在资本市场所处环境发生显著变化之际，本次对话为加深两家机构的相互理解提供了宝贵机会，金融厅将继续与SEC密切合作，促进资本市场健全可信发展并保护投资者。双方商定，下一轮SEC-FSA对话将于2027年春季在华盛顿举行。
SEC and Japan's FSA Hold Autumn Financial Regulatory Dialogue in Tokyo
The U.S. Securities and Exchange Commission (SEC) and the Financial Services Agency of Japan (FSA) announced on October 20 that they convened the Autumn SEC-FSA Financial Regulatory Dialogue in Tokyo on October 19, 2026. According to the SEC, the dialogue builds upon longstanding efforts between the two authorities to increase cooperation and strengthen collaboration on key cross-border issues and developments.
SEC Commissioner Mark T. Uyeda led the dialogue for the SEC, and Mr. MIYOSHI Toshiyuki, Vice Minister for International Affairs at the FSA, led the dialogue for the FSA. Participants discussed recent market developments as well as the strategic priorities of both authorities, and exchanged views on various regulatory and supervisory matters, including developments in private and public markets, asset management, and innovation priorities.
Commissioner Uyeda said the relationship between the two agencies is one of the SEC's most successful and longstanding relationships, and that the dialogue continues to build on that relationship and helps advance coordination and cooperation on shared financial sector priorities to protect investors. Mr. Miyoshi said the dialogue provided a valuable opportunity to deepen mutual understanding between the two authorities at a time when the environment surrounding capital markets is undergoing significant change, and that the FSA will continue to promote close cooperation with the SEC toward the development of sound and trusted capital markets and the protection of investors. The next SEC-FSA Dialogue is scheduled to be convened in Washington, D.C., in the spring of 2027.
发布：GSM·美国（发布链接）
图片来源：东京丸之内金融区，本次对话在东京举行。照片：Kakidai 摄，CC BY-SA 4.0，经维基共享资源／Tokyo's Marunouchi financial district; the dialogue was held in Tokyo. Photo: Kakidai, CC BY-SA 4.0, via Wikimedia Commons
GSM Global · 本篇英文版 English edition of this story
