SEC与Rainberry拟以1000万美元和解洗售交易指控，对孙宇晨等其余指控全部撤销
2026年3月5日，美国证券交易委员会（SEC）发布诉讼公告（编号 LR-26496）称，作为一项全面解决安排的一部分，SEC 已就加密资产 TRX 洗售交易指控与 Rainberry, Inc. 达成拟议和解：Rainberry 将支付 1000 万美元民事罚款；SEC 对孙宇晨（Justin Sun）等其余被告的全部指控、以及对 Rainberry 的其余指控，将被有偏见撤销，即不得就同一事项再次起诉。和解尚待联邦法院批准。
此案在位于纽约州纽约市的纽约南区联邦地区法院审理，案号 1:23-cv-02433，SEC 于2023年3月起诉、2024年4月修订诉状。诉状称，Rainberry 在2018年至2019年间协助进行洗售交易，人为做大 TRX 的交易量。洗售交易指受益所有权并未真正变更、却制造出市场活跃假象的交易。
按拟议最终判决，Rainberry 在不承认也不否认 SEC 相关指控的情况下同意接受判决：被永久禁止违反 1933年《证券法》第17(a)(3)条，并支付 1000 万美元民事罚款。本案其余被告为 Tron Foundation Limited 与 BitTorrent Foundation Ltd.，合称「波场系被告」。SEC 同日还提交了对 DeAndre Cortez Way 的自愿撤诉通知，撤销对其第17(b)条指控，并说明撤诉是 SEC 行使裁量权的决定、不必然反映其在其他案件中的立场。
需要分清的是，1000 万美元罚款的支付方是 Rainberry 公司，而不是孙宇晨本人；对孙宇晨本人的全部指控均被撤销。
关联：SEC结案：投资顾问Stuart Frost被指隐瞒收取逾1400万美元费用，法院判处15万美元民事罚款
SEC Proposes $10 Million Rainberry Settlement on Wash Trading Claims, Dismissing All Claims Against Justin Sun and Others
On March 5, 2026, the U.S. Securities and Exchange Commission (SEC) announced in Litigation Release No. 26496 that, as part of a global resolution, it had filed a proposed settlement of its wash trading claims against Rainberry, Inc.: Rainberry would pay a $10 million civil penalty, and the SEC's remaining claims against Rainberry and all of its claims against the other defendants, including Justin Sun, would be dismissed with prejudice, meaning they cannot be brought again. The settlement is subject to court approval.
The case is before the U.S. District Court for the Southern District of New York in Manhattan, New York, under docket No. 1:23-cv-02433; the SEC filed its complaint in March 2023 and amended it in April 2024. The complaint alleged that in 2018 and 2019 Rainberry facilitated wash trading to artificially inflate the trading volume of the crypto asset TRX. Wash trading generally refers to trades that occur without a change in beneficial ownership, creating a false perception of market activity.
Under the proposed final judgment, Rainberry, without admitting or denying the SEC's allegations as to the settled claim, consented to be permanently enjoined from violating Section 17(a)(3) of the Securities Act of 1933 and to pay a civil penalty of $10 million. The other defendants are Tron Foundation Limited and BitTorrent Foundation Ltd., together with Rainberry the 'Tron Defendants.' The SEC also filed a notice of voluntary dismissal of its Section 17(b) claim against DeAndre Cortez Way, stating that the decision was an exercise of its discretion and does not necessarily reflect its position on any other case.
The $10 million penalty would be paid by Rainberry, Inc., not by Justin Sun personally; all claims against Sun himself were dismissed.
来源：美国证券交易委员会
发布：GSM·美国（发布链接）
图片来源：图：位于美国华盛顿的美国证券交易委员会总部大楼正门（资料照片）。AgnosticPreachersKid 摄，CC BY-SA 3.0，经 Wikimedia Commons。 / Photo: The front entrance of U.S. Securities and Exchange Commission headquarters in Washington, D.C. (file photo). Photo by AgnosticPreachersKid, CC BY-SA 3.0, via Wikimedia Commons.
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