证券交易委员会公布2026财年执法年报：财年截至9月30日，执法司聚焦保护投资者
美国证券交易委员会（SEC）11月10日公布2026财年执法结果。该财年已于9月30日结束。SEC 表示，整个财年里，执法司始终聚焦其根本职责：保护投资者与维护市场诚信。
这份年度结果是 SEC 执法司对过去一个财年工作的汇总，具体行动数量与金额细目载于该委员会发布的年报原文。
（来源：美国证券交易委员会）
SEC Announces Enforcement Annual Results for Fiscal Year 2026
The U.S. Securities and Exchange Commission (SEC) on November 10 provided its enforcement results for fiscal year 2026, which ended September 30. Throughout the fiscal year, the SEC said, its Division of Enforcement remained focused on its fundamental responsibility of protecting investors and market integrity.
The annual results summarize the division's work over the past fiscal year; detailed action counts and monetary figures are set out in the commission's release.
(Source: U.S. Securities and Exchange Commission)
来源：美国证券交易委员会
发布：GSM·美国（发布链接）
图片来源：图：美国证监会总部大楼正门。AgnosticPreachersKid 摄，CC BY-SA 3.0，经 Wikimedia Commons。 / Photo: 美国证监会总部大楼正门. Photo by AgnosticPreachersKid, CC BY-SA 3.0, via Wikimedia Commons.
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