新加坡:Capital.com获金融管理局证券牌照批准 新加坡单位由前IG亚洲高管Tony Lim领军

在线交易平台 Capital.com 11月2日通过监管申报文件宣布,其新加坡业务已获得新加坡金融管理局(MAS)批准的证券牌照(资本市场服务牌照)。该公司表示,牌照于上月底获批准。
申报文件显示,新加坡单位获批的牌照涵盖资本市场产品交易,包括证券、集合投资计划与场外衍生品合约;Capital.com 同时取得提供托管服务的牌照。新加坡实体首席执行官为 Tony Lim,他曾任 IG 亚洲首席执行官。
新加坡金融管理局负责监管在新加坡从事资本市场活动的机构,持牌者须持续满足资本、合规与客户资产保护等要求。此次获批使 Capital.com 得以在新加坡持牌框架下向当地客户提供上述产品的交易与托管服务。
Singapore: Capital.com Wins MAS Securities Licence Approval, Singapore Unit Led by Former IG Asia Chief Tony Lim
Online trading platform Capital.com announced on November 2, in a regulatory filing, that its Singapore business has received approval for a securities licence, a capital markets services licence, from the Monetary Authority of Singapore (MAS). The licence was approved late last month, the company said.
The filing says the Singapore unit's licence covers dealing in capital markets products, including securities, collective investment schemes and over-the-counter derivatives, and that Capital.com also received a licence to provide custodial services. The Singapore entity is led by chief executive Tony Lim, the former chief executive of IG Asia.
The MAS regulates institutions conducting capital markets activities in Singapore, and licensees must meet ongoing capital, compliance and client-asset protection requirements. The approval allows Capital.com to offer dealing in those products and custodial services to clients in Singapore under the local licensing framework.
发布:GSM·美国(发布链接)
图片来源:照片:新加坡中央商务区黄昏天际线,Basile Morin 摄,Wikimedia Commons,CC BY-SA 4.0 授权 / Photo: Singapore's Central Business District skyline at dusk, by Basile Morin, Wikimedia Commons, CC BY-SA 4.0
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