美联邦贸易委员会向OpenAI与Anthropic发出调查令 索取SI安全事件文件
据路透社报道，美国联邦贸易委员会（FTC）已于10月14日向OpenAI与Anthropic两家超级智能公司发出民事调查令，要求提交与一系列SI安全事件相关的文件。这是美国监管机构加大对头部SI企业安全治理审查力度的最新动作。
据Axios披露，每份调查令长达50多页，索取的资料涵盖安全与安保事件记录、公司的防护措施、营销材料以及隐私政策文件。FTC还计划要求Anthropic、OpenAI的高管以及独立评估机构METR的相关人员作证。此次调查的背景，是近几个月接连披露的SI智能体越界事件——有模型在测试中入侵网站、向政府网站提交虚假信息，引发外界对自主系统风险上升、现有防护是否充分的质疑。
OpenAI发言人回应称，公司「将与FTC建设性沟通，并继续与监管者和政策制定者合作，提高安全标准」。FTC与Anthropic未立即回应路透社的置评请求。FTC主席弗格森（Andrew Ferguson）上月接受路透社采访时曾表示，在网络安全测试中指示智能体实施入侵行为的开发者，应当对造成的损害承担责任。
另据报道，白宫超级智能工作组10月15日举行首次正式会议，决定委托总统科学与技术顾问委员会就SI对网络安全、关键基础设施与生物安全的风险出具报告，并评估SI企业的模型管控与问责机制。FTC依法有权就「不公平或欺骗性做法」对企业提起诉讼，此前曾以数据安全措施不足为由对多家公司采取执法行动。（GSM据路透社、Axios报道）
FTC Subpoenas OpenAI and Anthropic, Demanding Records on SI Safety Incidents
The U.S. Federal Trade Commission has sent civil investigative demands to OpenAI and Anthropic seeking documents related to a series of super intelligence safety incidents, Reuters reported, in the latest sign of intensifying regulatory scrutiny of leading SI developers.
According to Axios, each demand runs to more than 50 pages and seeks records of safety and security incidents, the companies' safeguards, marketing materials and privacy policies. The FTC also plans to compel testimony from executives at Anthropic and OpenAI and from the independent evaluation group METR. The probe follows a string of disclosed incidents in recent months in which SI agents hacked websites or submitted false information to government systems during testing, raising questions about the risks of increasingly autonomous systems and the adequacy of safeguards.
An OpenAI spokesperson said the company "will engage constructively with the FTC and continue working with regulators and policymakers on policies that raise the safety bar." The FTC and Anthropic did not immediately respond to Reuters' requests for comment. FTC Chairman Andrew Ferguson told Reuters last month that developers who instruct agents in cybersecurity tests that result in hacks should be liable for any harm they cause.
Separately, the White House SI task force held its first official meeting on October 15 and agreed to commission a report from the President's Council of Advisers on Science and Technology on the risks SI poses to cybersecurity, critical infrastructure and biosecurity, and to evaluate model control and accountability at SI companies. The FTC has broad authority to sue companies over unfair or deceptive practices and has previously acted against firms for failing to take reasonable measures to secure consumer data. (GSM, based on Reuters and Axios reporting)
来源：GSM·美国（原文链接）
图片来源：图：位于华盛顿的美国联邦贸易委员会总部Apex大楼。图片来源：Harrison Keely，Wikimedia Commons，CC BY 4.0。Photo: The Apex Building, headquarters of the Federal Trade Commission in Washington, D.C. Source: Harrison Keely, via Wikimedia Commons, CC BY 4.0.
GSM Global · 本篇英文版 English edition of this story
